Nancy Johnson Jones, CFP®, AIFA®, CSCP™

Compliance Coach

Nancy Johnson Jones, CFP®, AIFA®, CSCP™
Nancy Johnson Jones, CFP®, AIFA®, CSCP™
Nancy Johnson Jones, CFP®, AIFA®, CSCP™ is the former Chief Compliance Officer for HighTower Advisors in Chicago. Before joining HighTower, Nancy served as CCO for a large CPA/wealth management firm and as president and founder of Strategic Compliance Concepts, providing compliance coaching services.

Jones is once again providing compliance coaching services to Garrett members as well as other investment advisers, financial planners and independent broker/dealers around the country.

Jones is currently serving on the National Board of Directors for the CFP Board of Standards, the professional regulatory body for more than 58,000 professionals holding the CERTIFIED FINANCIAL PLANNER™ certification. Prior to that she served on the Financial Planning Association’s National Board of Directors and she is recognized nationally for her compliance expertise.